Ambition is a leading global boutique recruitment business listed on the Australian Securities Exchange. With coverage across Hong Kong, Singapore, Kuala Lumpur, Sydney, Melbourne, Brisbane, and London, we specialise within the areas of Banking & Financial Services, Finance & Accounting, Sales & Marketing, Supply Chain & Procurement and Technology.
VP Compliance Audit (Regional Role)
jobsDB Ref. JSG400003003153906
EA License No 10C5117
Employer Ref. JP92985
- Regional Team
- Attractive Package
- Subject Matter Expert
VP Compliance Audit within a Regional Team
Our client is a well-established Global Banking Group with a strong presence in Asia. Due to their continuous investments in improving and expanding the Audit and Compliance functions in the region, the bank is building out and expanding its Compliance Audit function, creating a few openings at senior level.
Reporting to the Regional Head of Compliance Audit, you will be responsible for leading, planning and executing audits in the Asia region and you will perform Regulatory Compliance Audits across Corporate & Investment Banking businesses as well as Private Banking. You will have responsibilities to lead or participate in audits at country or regional level, specific product lines or corporate functions. Working closely with the regional teams, you will be required to identify key risks within the area and be able to draft and report the findings promptly while proactively suggesting innovative and practical solutions to the senior management team and business stakeholders. Additionally, you will keep abreast of the regulatory and market changes that may impact the business lines and apply appropriate regulatory compliance audit coverage accordingly. You will also be required to participate in regular monitoring programmes to evaluate changes within audit plans and underlying risk assessments. In order to be successful with this role, you will need to build a strong knowledge with the business, risk and control functions, understand local regulatory compliance programs, regulations and guidelines established by regulators and governing bodies.
To qualify, individuals must possess:
Bachelor degree with relevant professional qualifications (Audit, Accounting, Risk or Legal)
8+ years' experience in Internal Audit, Risk, Compliance, AML / KYC, Controls function
Good knowledge of Regulatory and Compliance issues applicable to the Corporate Banking, Investment Banking and / or Private Banking environment
Experience from regulatory bodies would also be highly beneficial
Contact Jackie Panopio at firstname.lastname@example.org for confidential discussion
Data provided is for recruitment purposes only
Business Registration Number: 200611680D. Licence Number: 10C5117. EA Personnel Registration Number: R1332082