Compliance Analyst (6 Months Contract)
jobsDB ref: JSG400003003027704
EA License No. 07C3924
Employer Ref. 1094290
Compliance Analyst within a leading global financial services firm with competitive remuneration.
Your new company
A leading global financial services firm providing a wide range of Investment banking, securities and wealth management services is looking for a Compliance Analyst. This is a 6-month contract with the possibility of extension of contract or conversion to a permanent role.
Your new role
The main duties and responsibilities of the role are to manage the organisation regulatory risk, review and oversee the organisation business units compliance. You will provide advice and assist business units with all licensing request and facilitate organisational regulatory compliance by conducting periodic desk reviews of the organisation activities. You will be involved in the preparation and submission of regulatory report and assist in the maintenance of compliance documentation.You will also analyse impact on the organisation of regulatory changes and coordinate regulatory inspections and participate in internal and external audits.
What you'll need to succeed
Ideally, the successful candidate has a Bachelor Degree in Banking/Finance or related disciplines with 4 years experience in compliance or with a securities exchange/ securities regulator. You will have a detailed understanding on regulatory requirements and compliance. You should also be detailed and possess good analytical and review skills along with excellent communication skills.
What you'll get in return
They offer competitive remuneration together with great exposure and opportunities that come with working for a global financial services firm.
What you need to do now
If you're interested in this role, email email@example.com or click 'apply now' to forward an up-to-date copy of your CV in word format, or call us now.
If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career.
EA Reg Number: R1655664 | EA License Number: 07C3924 | Company Registration No: 200609504D
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